compliance frameworks
GLBAFINRA Rule 4511 / 17a-4SEC Reg S-P
where it usually breaks
The pain points we hear from finance leaders.
- SOC 2 readiness without a dedicated CISO
- Phishing and BEC attacks targeting wire transfers
- FINRA / SEC email and chat retention obligations
- Manual reconciliation eating analyst hours
what we deliver
Our finance playbook.
SOC 2 readiness roadmap
We map your stack to SOC 2 CC controls, run the evidence collection, and sit on your audit calls.
Wire-fraud defense
Conditional access, anti-impersonation, payment-approval workflows, and phishing simulation tuned to BEC scenarios.
Retention + supervision archive
Compliant capture of email, Teams, and SMS with WORM storage and supervisor review queues.
AI reconciliation + reporting agents
LLM-assisted reconciliation across QBO / NetSuite / Xero / custom GL — built with your firm in the loop.
common questions
Finance FAQ
Do you produce SOC 2 evidence directly?
Yes — we wire your stack to evidence-collection tooling (Drata / Vanta / Secureframe agnostic) and own the technical control evidence.
Are you familiar with FINRA 17a-4 retention?
Yes. We deploy WORM-compliant archiving (Smarsh, Global Relay, or M365 Premium retention) depending on what fits your stack.
related verticals
View allOther industries we work with
Healthcare IT
End-to-end managed IT and secure infrastructure for practices that can't afford downtime or a breach.
Legal & Law Firm IT
Document-centric managed IT, secure file sharing, and AI tooling tuned for case management and billable-hour workflows.
Dental Practice IT
We support single-doctor practices through 20-chair DSOs. Imaging-vendor savvy and built to support HIPAA customers.